-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bj4qAcV4qLtT2wQSFOOffyEHd7jlE3kpdITTn1I482T9qkcgGWwESlUSh3yaKAOc QhBckHfcibkADNsVP8BHhw== 0001193125-07-029657.txt : 20070213 0001193125-07-029657.hdr.sgml : 20070213 20070213171454 ACCESSION NUMBER: 0001193125-07-029657 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: QVT FINANCIAL GP LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EUROPE FUND INC CENTRAL INDEX KEY: 0000860510 IRS NUMBER: 133567015 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60721 FILM NUMBER: 07611496 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 6092820785 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

The Europe Fund, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

 

 

29874M103

                                (CUSIP Number)                                

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 29874M103    

 

  1.  

Names of Reporting Persons.

 

            QVT Financial LP

 

I.R.S. Identification Nos. of above persons (entities only).

   
   

 

            11-3694008

   
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  0
    6.    Shared Voting Power
 
                  0
    7.    Sole Dispositive Power
 
                  0
    8.    Shared Dispositive Power
 
                  0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                0    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                0%    
12.   Type of Reporting Person (See Instructions)  
                PN    

 

Page 2 of 8 pages


CUSIP No. 29874M103    

 

  1.  

Names of Reporting Persons.

 

            QVT Financial GP LLC

 

I.R.S. Identification Nos. of above persons (entities only).

   
   

 

            11-3694007

   
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  0
    6.    Shared Voting Power
 
                  0
    7.    Sole Dispositive Power
 
                  0
    8.    Shared Dispositive Power
 
                  0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                0    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                0%    
12.   Type of Reporting Person (See Instructions)  
                OO    

 

Page 3 of 8 pages


Item 1  

(a).

   Name of Issuer      
     The Europe Fund, Inc. (the “Issuer”)      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices      
     The address of the Issuer’s principal executive offices is:      
     800 Scudders Mill Road, Plainsboro, New Jersey 08536, United States      
Item 2  

(a).

   Name of Person Filing      
          
Item 2  

(b).

   Address of Principal Business Office or, if none, Residence      
          
Item 2  

(c).

   Citizenship      
    

                        QVT Financial LP

                        1177 Avenue of the Americas, 9th Floor

                        New York, New York 10036

                        Delaware Limited Partnership

 

                        QVT Financial GP LLC

                        1177 Avenue of the Americas, 9th Floor

                        New York, New York 10036

                        Delaware Limited Liability Company

     
Item 2  

(d).

   Title of Class of Securities      
     Common Stock, $0.001 par value (the “Common Stock”).      
Item 2  

(e).

   CUSIP Number      
     The CUSIP number of the Common Shares is 29874M103.      
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

Page 4 of 8 pages


   (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);      
   (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);      
   (j)    ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(J).      
Item 4.    Ownership.      
   (a)   

Amount beneficially owned:

 

As of December 31, 2006, the reporting persons own no shares of the Common Stock.

     
   (b)   

Percent of class:

 

See Item 11 of the Cover Pages to this Schedule 13G.

     
   (c)    Number of shares as to which the person has:      
      (i)   

Sole power to vote or to direct the vote

 

0

     
      (ii)   

Shared power to vote or to direct the vote

 

0

     
      (iii)   

Sole power to dispose or to direct the disposition of

 

0

     
      (iv)   

Shared power to dispose or to direct the disposition of

 

0

     
Item 5.   

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.

  
Item 6.   

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable

     
Item 7.   

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not Applicable

Item 8.   

Identification and Classification of Members of the Group

 

Not Applicable

     

 

Page 5 of 8 pages


Item 9.   

Notice of Dissolution of Group

 

Not Applicable

     
Item 10.   

Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

 

Page 6 of 8 pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2007

 

QVT FINANCIAL LP

By QVT Financial GP LLC,

its General Partner

By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm
Title:   Managing Member
By:  

/s/ Tracy Fu

Name:   Tracy Fu
Title:   Managing Member
QVT FINANCIAL GP LLC
By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm
Title:   Managing Member
By:  

/s/ Tracy Fu

Name:   Tracy Fu
Title:   Managing Member

 

Page 7 of 8 pages


EXHIBIT A

JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G signed by each of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Dated: February 13, 2007

 

QVT FINANCIAL LP

By QVT Financial GP LLC,

its General Partner

By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm
Title:   Managing Member
By:  

/s/ Tracy Fu

Name:   Tracy Fu
Title:   Managing Member
QVT FINANCIAL GP LLC
By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm
Title:   Managing Member
By:  

/s/ Tracy Fu

Name:   Tracy Fu
Title:   Managing Member

 

Page 8 of 8 pages

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